Compliance Officer - Capital Markets Compliance (f/m/x)

Raiffeisen Bank International AG

Vienna, Austria


38.5k€+ (jährlich)

Sonstige Bereiche

Oct 28

International business requires an international corporate philosophy. Are you open to new ideas and do you value cultural diversity? At Raiffeisen Bank International, we are pleased to have more than 16 million customers in 13 CEE countries. And our journey continues – with exciting new issues for us to tackle such as digitalisation and changing customer needs. Join us on our journey.

Compliance Officer - Capital Markets Compliance (f/m/x)

Capital Markets Compliance, an organizational unit within our Group Compliance division, is responsible for the management of investor protection and market conduct rules (esp. MiFID2, WAG 2018) and the prevention and detection of market abuse (esp. MAR, BörseG 2018).
To strengthen our dynamic and passionate team, we are currently looking for a motivated and results driven new colleague (f/m/x) who has a keen interest in data analytics and process design:

What you can expect:

  • Analyzing regulatory requirements on investor protection and market conduct and developing smart implementation approaches with an end-to-end view to ensure regulatory compliance
  • Providing guidance to the Markets & Investment Banking Division on applicable RBI policies and regulatory requirements on investor protection and market conduct
  • Monitoring compliance with investor protection and market conduct rules (best execution, product governance, conflicts of interest, inducements, etc.)
  • Performing market abuse prevention controls in RBI compliance systems (e.g. market abuse alert handling) and ensuring that unusual or suspicious transactions are appropriately identified and documented, as well as suspicious transactions and order reports are filed
  • Supporting the development of compliance trainings programs and conducting trainings
  • Designing, developing and reviewing compliance processes in line with evolving market standards and their implementation into compliance IT systems based on latest technology (machine learning, RPA, etc)
  • Conducting data analysis and driving continuous development and improvement of our data analysis capabilities

What you bring to the table:
  • University degree in law, economics or comparable subject or professional experience in the financial industry
  • Experience in a compliance department of a financial institution, a consulting firm or with a financial market regulator with a focus on market conduct, investor protection or market abuse prevention of advantage
  • Interest in financial markets and understanding of characteristics of financial instruments and trading processes
  • Strong interest in and experience with data analytics, in particular proficiency in PowerBI reports and knowledge of statistical models of advantage
  • Proficiency in MS applications (Excel, Power Point, Word); PowerAutomate experience is an advantage
  • Curiosity, a drive for innovation and the ability to design processes that support automation and optimization
  • Team player, flexible and problem-solving personality, ability to work under pressure
  • Excellent English and German skills, knowledge of CEE/SEE-languages is an advantage

What we offer:
  • You’ll work in an international team at a leading bank
  • You’ll benefit from flexible working arrangements and determine your own work-life balance
  • You’ll benefit from the very latest in tailored professional development
  • You’ll earn an appropriate salary starting at EUR 38,500 gross p.a. excluding overtime

RBI AG is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to age, ethnicity, race or color, national origin, religion, political or other opinion, gender, sexual orientation or disability.
We are looking forward to receiving your online application!

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